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Shaun Michael Flegal

Schwab Wealth Advisory, Inc.

New York, NY

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-02-26
  • NY RA
    APPROVED
    Since 2026-02-26

Branch Locations

915 Broadway, New York, NY 10010-7181 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc New York NY 07/2016 02/2026
Charles Schwab & Co., Inc. New York NY 02/2026 Present
Schwab Wealth Advisory, Inc. New York NY 02/2026 Present
  • 07/2016 → 02/2026
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 02/2026 → Present
    Charles Schwab & Co., Inc.
    New York, NY
  • 02/2026 → Present
    Schwab Wealth Advisory, Inc.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-18
S66 Uniform Combined State Law Examination 2012-10-11
  • S65 Uniform Investment Adviser Law Examination
    2017-01-18
  • S66 Uniform Combined State Law Examination
    2012-10-11
Designations
Other Names
  • Shaun M Flegal

View on SEC IAPD

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P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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