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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-11-14
TX RA APPROVED 2025-11-14
  • NY RA
    APPROVED
    Since 2025-11-14
  • TX RA
    APPROVED
    Since 2025-11-14

Branch Locations

One Manhattanville Road Suite 402, Purchase, NY 10577 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
David Lerner Associates White Plains NY 07/2011 03/2019
David Lerner Associates, Inc. White Plains NY 03/2019 11/2025
Janney Montgomery Scott Llc Purchase NY 11/2025 Present
  • 07/2011 → 03/2019
    David Lerner Associates
    White Plains, NY
  • 03/2019 → 11/2025
    David Lerner Associates, Inc.
    White Plains, NY
  • 11/2025 → Present
    Purchase, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-27
S63 Uniform Securities Agent State Law Examination 2011-10-12
  • S66 Uniform Combined State Law Examination
    2024-12-27
  • S63 Uniform Securities Agent State Law Examination
    2011-10-12

View on SEC IAPD

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