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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-11-02 |
| TX | RA | APPROVED | 2021-10-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Dallas | TX | 05/2011 | 09/2020 |
| Morgan Stanley Private Bank, National Association | Dallas | TX | 03/2017 | 09/2020 |
| J.P. Morgan Securities, Llc | Richardson | TX | 09/2020 | 10/2021 |
| J.P. Morgan Chase Bank, N.A. | Richardson | TX | 09/2020 | 10/2021 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 10/2021 | 05/2022 |
| Southern Methodist University | Dallas | TX | 09/2015 | 09/2016 |
| The Vanguard Group, Inc. | Plano | TX | 05/2022 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-23 |
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