Mark O Kim

Current Employers

Employment History

• 05/2011 → 08/2019
  World Financial Group, Inc.
  Plano, TX
• 01/2012 → 08/2019
  Transamerica Financial Advisors, Inc
  Plano, TX
• 08/2019 → 11/2024
  Pruco Securities, Llc.
  Irving, TX
• 08/2019 → Present
  Prudential Insurance Company Of America
  Irving, TX
• 11/2024 → Present
  Lpl Enterprise, Llc
  Plano, TX

Previous Registrations

• 2019-08-23 → 2024-11-14
  Pruco Securities, Llc.
  Plano, TX
  Plano, TX
• 2012-01-06 → 2019-08-23
  Transamerica Financial Advisors, Llc
  Plano, TX
• 2011-08-08 → 2012-01-06
  Investment Advisors International, Inc.
  Plano, TX

Other Businesses

1. 9/21/2024: Eagles Canyon Raceway; Decatur, TX; Outside/W-2 Employment; high speed driving instruction; Not inv. related; start date: 8/11/2023; 2hrs/mo.; 1hr. during trading. 2. 9/23/2024: EKB Enterprises, LLC; Real Estate Rental; This LLC was set up to hold our rental properties as a separate entity for legal purposes.; Inv. related; start date: 4/23/2024; 2hrs/mo.; 0hr. during trading. 3. 9/23/2024: World Financial Group; At reported business location(s); Non-Variable Insurance Commission Trails; Inv. related; start date: 6/1/2020; no time spent. 4. 9/25/2024: Rental Real Estate; Real Estate Rental; Real Estate development, rental, and leasing; Inv. related; start date: 6/7/2021; 2hrs/mo.; 0hr. during trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-10-17
• S65 Uniform Investment Adviser Law Examination
  2011-06-20

Other Names

• Mark Kim