Elizabeth Ann Ferraro

Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 11/2024
  Ubs Financial Services Inc.
  Warren, NJ
• 11/2024 → Present
  11/2024
  Bedminster, NJ

Previous Registrations

• 2014-10-31 → 2024-11-15
  Ubs Financial Services Inc.
  Warren, NJ
  New Providence, NJ
• 2014-01-09 → 2014-10-30
  J.P. Morgan Securities Llc
  Morristown, NJ
• 2013-12-17 → 2014-01-16
  Equitable Advisors, Llc
  Scotch Plains, NJ
  Woodbridge, NJ
  Woodbridge, NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-12-10
• S63 Uniform Securities Agent State Law Examination
  2013-11-01

Designations

• Certified Financial Planner

Other Names

• Elizabeth Ann Ferraro
• Elizabeth Ann Ann Ferraro