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Elizabeth Ann Ferraro

Janney Montgomery Scott LLC

Bedminster, NJ

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-06
  • NJ RA
    APPROVED
    Since 2024-11-06

Branch Locations

1580 Route 206 North, Bedminster, NJ 07921 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Warren NJ 10/2014 11/2024
11/2024 Bedminster NJ 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-10
S63 Uniform Securities Agent State Law Examination 2013-11-01
  • S65 Uniform Investment Adviser Law Examination
    2013-12-10
  • S63 Uniform Securities Agent State Law Examination
    2013-11-01
Designations
Other Names
  • Elizabeth Ann Ferraro
  • Elizabeth Ann Ann Ferraro

View on SEC IAPD

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WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ

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