Gerardo Soriano

Current Employers

Employment History

• 05/2016 → Present
  Lpl Financial, Llc
  Bloomingdale, IL

Previous Registrations

• 2012-10-01 → 2016-05-06
  J.P. Morgan Securities Llc
  Bloomingdale, IL
• 2007-02-21 → 2012-10-01
  Chase Investment Services Corp.
  North Aurora, IL
  Hanover Park, IL
  Streamwood, IL
  Bloomingdale, IL
  Bloomingdale, IL
  Streamwood, IL
• 2005-08-03 → 2007-02-14
  Ameriprise Financial Services, Llc
  Chicago, IL
  Rosemont, IL

Other Businesses

1) 11/07/2016: Mutual of Omaha LTC Insurance Company - Non-Variable Insurance - Investment Related - 170 S Bloomingdale Rd Ste 110 Bloomingdale, IL 60108 - Start 10/19/2016 - 5 Hr/Mo; 1 Hour(s) During Securities Trading - Long-Term Care Agent. 2) 2/7/2017 - Capital Investor Group Inc. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start 01/26/2017 - 120 Hours Per Month/8 Hours During Securities Trading - Business entity for tax purposes. 3) 7/20/2017 - Capital Investors Group, Inc. - DBA: HighPoint Planning Partners, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/19/2017 - 40 Hours Per Month During Securities Trading. 4) 2/5/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Servicing Agent - Started 01/27/2020 - 1 Hour Per Month During Securities Trading. 5) 3/3/2021 - Capital Investors Group Inc - DBA: CIG Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 3/1/2021 - 40 Hours Per Month/40 Hours During Securities Trading. 6) 11/04/2024 - CIG Holdings - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 02/01/2024 - 1 Hour Per Month/ During Trading

Exams

• S66 Uniform Combined State Law Examination
  2005-08-01
• S63 Uniform Securities Agent State Law Examination
  2003-04-17

Other Names

• Gerry Soriano
• Gerardo Soriano