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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-17
OH RA APPROVED 2022-03-31
  • TX RA
    APPROVED
    Since 2022-11-17
  • OH RA
    APPROVED
    Since 2022-03-31

Branch Locations

1111 Polaris Pkwy Floor 1C, Columbus, OH 43240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Columbus OH 07/2011 Present
Jpmorgan Chase Bank, Na. Columbus OH 07/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-30
S63 Uniform Securities Agent State Law Examination 2011-12-13
  • S65 Uniform Investment Adviser Law Examination
    2022-03-30
  • S63 Uniform Securities Agent State Law Examination
    2011-12-13

View on SEC IAPD

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