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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-10-11
  • CA RA
    APPROVED
    Since 2023-10-11

Branch Locations

28202 Cabot Rd. Ste. 300, Laguna Niguel, CA 92677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2023 Present
Cambridge Investment Research, Inc. Fairfield IA 06/2023 10/2023
Gem Los Angeles CA 02/2021 05/2023
Flexfire Leds Costa Mesa CA 04/2017 02/2021
Circuit Riders Huntington Beach CA 08/2015 03/2017
  • 10/2023 → Present
    Fairfield, IA
  • 06/2023 → 10/2023
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 02/2021 → 05/2023
    Gem
    Los Angeles, CA
  • 04/2017 → 02/2021
    Flexfire Leds
    Costa Mesa, CA
  • 08/2015 → 03/2017
    Circuit Riders
    Huntington Beach, CA
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 09/13/2023 2. FutureNest, 28202 Cabot Rd, Suite 300, Laguna Niguel CA 92677, United States, 09/13/2023, Contractor, DBA Name, INV REL, 4 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-13
  • S65 Uniform Investment Adviser Law Examination
    2023-09-13
Designations

View on SEC IAPD

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