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Richard Pacheco Mansfield

Charles Schwab & Co., Inc.

Corte Madera, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-07
  • CA RA
    APPROVED
    Since 2026-01-07

Branch Locations

1704 Redwood Highway, Corte Madera, CA 94925 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc San Francisco CA 04/2014 10/2023
E*Trade Capital Management Llc San Francisco CA 04/2014 10/2023
Morgan Stanley San Francisco CA 03/2023 10/2023
Morgan Stanley San Francisco CA 09/2023 10/2023
Morgan Stanley San Francisco CA 09/2023 10/2023
Fidelity Investments Berkley CA 10/2023 12/2025
Fidelity Investments Boston MA 03/2025 12/2025
Charles Schwab & Co., Inc. Corte Madera CA 12/2025 Present
Charles Schwab Bank, Ssb Corte Madera CO 12/2025 Present
  • 04/2014 → 10/2023
    E*Trade Securities Llc
    San Francisco, CA
  • 04/2014 → 10/2023
    E*Trade Capital Management Llc
    San Francisco, CA
  • 03/2023 → 10/2023
    Morgan Stanley
    San Francisco, CA
  • 09/2023 → 10/2023
    Morgan Stanley
    San Francisco, CA
  • 09/2023 → 10/2023
    Morgan Stanley
    San Francisco, CA
  • 10/2023 → 12/2025
    Fidelity Investments
    Berkley, CA
  • 03/2025 → 12/2025
    Fidelity Investments
    Boston, MA
  • 12/2025 → Present
    Charles Schwab & Co., Inc.
    Corte Madera, CA
  • 12/2025 → Present
    Charles Schwab Bank, Ssb
    Corte Madera, CO
Previous Registrations
  • 2025-03-31 → 2025-12-15
    Strategic Advisers Llc
    Berkeley, CA
    Petaluma, CA
    Boston, MA
  • 2023-11-17 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Berkeley, CA
  • 2023-09-05 → 2023-10-13
    Morgan Stanley
    San Francisco, CA
  • 2014-05-07 → 2023-09-05
    Harrisdirect Llc
    Arlington, VA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
  • 2011-09-07 → 2013-06-28
    Morgan Stanley
    San Rafael, CA
Other Businesses

1) Richard Mansfield | Investment Related:No|Real Estate (Non-Agent/Broker)|Owner|1/1/2008|Less than 20|0|2 Rental Properties-collect rent, occasionally request maintenance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-06
  • S66 Uniform Combined State Law Examination
    2011-09-06

View on SEC IAPD

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PATHBREAKER VENTURES II, LLC
PATHBREAKER VENTURES III, LLC
PATHBREAKER VENTURES, LLC
HALL FINANCIAL SERVICES, INC

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Other Offices

COHEN CAPITAL MANAGEMENT INC · CORTE MADERA, CA
AVILA REAL ESTATE CAPITAL · CORTE MADERA, CA
WELLS FARGO CLEARING SERVICES, LLC · CORTE MADERA, CA
WELLS FARGO CLEARING SERVICES, LLC · CORTE MADERA, CA
WELLS FARGO CLEARING SERVICES, LLC · CORTE MADERA, CA
J.P. MORGAN SECURITIES LLC · CORTE MADERA, CA
PATHBREAKER VENTURES II, LLC · CORTE MADERA, CA
PATHBREAKER VENTURES III, LLC · CORTE MADERA, CA

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