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Kathleen Dumes

Alliancebernstein L.P.

New York, NY

New York, NY

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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-05-02
NY RA APPROVED 2023-02-27
  • NJ RA
    APPROVED
    Since 2025-05-02
  • NY RA
    APPROVED
    Since 2023-02-27

Branch Locations

66 Hudson Boulevard East, New York, NY 10001 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alliancebernstein Investments, Inc. New York NY 03/2015 Present
  • 03/2015 → Present
    Alliancebernstein Investments, Inc.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-11
  • S66 Uniform Combined State Law Examination
    2013-10-11
Designations
Other Names
  • Kathleen D Dumes
  • Kathleen Dumes
  • Kathleen Denise Dumes

View on SEC IAPD

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ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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