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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-10-08 |
| NJ | RA | APPROVED | 2018-10-26 |
Branch Locations
5355 Town Center Road Suite 800, Boca Raton, FL 33486 • United States
650 From Road Suite 225, Paramus, NJ 07652-3517 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Parsipanny | NJ | 11/2013 | 06/2018 |
| Janney Montgomery Scott Llc | Philadelphia | PA | 06/2018 | 10/2018 |
| Rbc Capital Markets, Llc. | Boca Raton | FL | 10/2018 | Present |
(1) NAME OF ENTITY: Florida Municipal Bond Club ADDRESS: 720 2nd Ave South, St Petersburg, Florida, 33701 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Dec 15, 2025 CAPACITY: Board of Directors DUTIES: Since its founding in 1978, the FMBC exists to advance good fellowship amongst its members through networking events and promoting high professional standards and principles throughout the municipal bond industry. Responsibilities include organizing networking events and participating in monthly calls to help plan and assist Florida Bond Club outings. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-28 |
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