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Andrew Arthur Jackson

Wells Fargo Clearing Services, LLC

Seal Beach, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-21
CO RA APPROVED 2024-06-18
CA RA APPROVED 2024-04-03
  • TX RA
    APPROVED
    Since 2025-11-21
  • CO RA
    APPROVED
    Since 2024-06-18
  • CA RA
    APPROVED
    Since 2024-04-03

Branch Locations

3020 Old Ranch Pkwy Stes 190, 150 & 140, Seal Beach, CA 90740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Capital Inc. Denver CO 07/2015 10/2020
Nuveen Securities, Llc Denver CO 11/2020 04/2024
Nuveen Asset Management, Llc Chicago IL 11/2020 04/2024
Wells Fargo Clearing Services, Llc Seal Beach CA 04/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-19
S63 Uniform Securities Agent State Law Examination 2016-05-13
  • S65 Uniform Investment Adviser Law Examination
    2021-01-19
  • S63 Uniform Securities Agent State Law Examination
    2016-05-13

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Seal Beach, CA
J.P. MORGAN SECURITIES LLC · SEAL BEACH, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SEAL BEACH, CA
UBS FINANCIAL SERVICES INC. · SEAL BEACH, CA
LPL FINANCIAL LLC · SEAL BEACH, CA
OSAIC WEALTH, INC. · SEAL BEACH, CA
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