Paul Bundy Thompson

Current Employers

Employment History

• 10/2015 → Present
  Ascension Capital Advisors, Inc.
  Houston, TX
• 10/2016 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2012-07-10 → 2014-11-07
  Strategic Advisers Llc
  Katy, TX
  Westlake, TX

Other Businesses

1) Ascension Capital Advisors, Inc- SEC Advisory Firm- Investment Related Business- Financial Advisor- 4900 Woodway Ste 1150 Houston, TX 77056- 45- hours/ week- 45 hours during securities trading business- Financial advisor managing client accounts on a discretionary basis, chief compliance officer and general admin duties. 2)Ascension Capital Advisors, Inc. -Fixed Insurance Business- Not investment related- Insurance Producer- 4900 Woodway Ste 1150 Houston, TX 77056- 3-5 Hours/Month- As a result of financial planning or client inquiries engaging in the discussion of life insurance and fixed annuities 3) Texas Center for the Missing. Not Investment Related. 2500 Bolsover Street, Houston TX 77005. Non Profit. Board Member. Start 8/2015. 10 hours per month, not during trading. Board of Directors role, oversight, strategic planning, fundraising, etc. 4) D. Truitt and Lorna Davis Foundation. Not Investment Related. 1623 Harvard St. Houston, TX 77008. Charitable Foundation focusing on early childhood education. Board and investment committee member. April 2022. Less than 1 hour/month. Attend board and investment committee meetings. 5) Infinity Ice, LLC. Not Investment Related. 3128 S. Dairy Ashford Road, Building A, Houston TX 77082. Ice Vending Machine. President. Start date: 01/15/2025. 10 hrs/month, none during trading hours. Commerical Ice Vending Machine.

Exams

• S66 Uniform Combined State Law Examination
  2012-06-22
• S63 Uniform Securities Agent State Law Examination
  2011-09-01

Designations

Other Names

• Paul Thompson