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Marco G Nocero

Morgan Stanley

Crestview Hills, KY

Palo Alto, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2022-06-30
CA RA APPROVED 2022-02-08
TX RA APPROVED 2022-02-08
  • KY RA
    APPROVED
    Since 2022-06-30
  • CA RA
    APPROVED
    Since 2022-02-08
  • TX RA
    APPROVED
    Since 2022-02-08

Branch Locations

Crestview Hills, KY • United States

1400 Page Mill Road, Palo Alto, CA 94304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Covington KY 05/2015 01/2018
Charles Schwab & Co., Inc. Cincinnati OH 01/2018 10/2021
Morgan Stanley Lexington KY 11/2021 Present
  • 05/2015 → 01/2018
    Fidelity Brokerage Services Llc
    Covington, KY
  • 01/2018 → 10/2021
    Charles Schwab & Co., Inc.
    Cincinnati, OH
  • 11/2021 → Present
    Morgan Stanley
    Lexington, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-08
S63 Uniform Securities Agent State Law Examination 2015-07-06
  • S65 Uniform Investment Adviser Law Examination
    2022-02-08
  • S63 Uniform Securities Agent State Law Examination
    2015-07-06
Other Names
  • Marco Giovanni Nocero

View on SEC IAPD

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Other Offices

BARNES DENNIG PRIVATE WEALTH MANAGEMENT, LLC · CRESTVIEW HILLS, KY
AMERIPRISE FINANCIAL SERVICES, LLC · Crestview Hills, KY
CETERA INVESTMENT ADVISERS LLC · Crestview Hills, KY
HANNEGAN WEALTH MANAGEMENT, LLC · EDGEWOOD, KY
LPL FINANCIAL LLC · Edgewood, KY
AMERIPRISE FINANCIAL SERVICES, LLC · EDGEWOOD, KY
EDWARD JONES · FORT MITCHELL, KY
CETERA INVESTMENT ADVISERS LLC · FORT MITCHELL, KY

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