Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-07-18 |
| TX | RA | APPROVED_RES | 2021-06-16 |
| KY | RA | APPROVED | 2020-04-01 |
Branch Locations
740 Centre View Blvd Fl 5, Crestview Hills, KY 41017 • United States
Alexandria, KY • United States
113 N Hambden St, Chardon, OH 44024-1166 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank | Florence | KY | 10/2013 | 03/2020 |
| Jp Morgan Securities Llc | Florence | KY | 10/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | Alexandria | KY | 03/2020 | Present |
Outside Employment; River Hills Consulting Services LLC; Financial Advisor; Manage advisory business; 740 Centre View Dr, , Crestview Hills, KY, 41017; Investment-Related; 07/01/2024; 60 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-22 |
Reach out to this advisor