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150 East 4Th Street Third Floor, Cincinnati, OH 45202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| CO | RA | APP_PEND_IARCE | 2026-01-01 |
| KY | RA | APP_PEND_IARCE | 2026-01-01 |
| SC | RA | APP_PEND_IARCE | 2026-01-01 |
| IN | RA | APPROVED | 2024-11-19 |
| OH | RA | APPROVED | 2024-11-19 |
| WA | RA | APPROVED | 2024-11-19 |
Branch Locations
150 East 4Th Street Third Floor, Cincinnati, OH 45202 • United States
150 East 4Th Street Third Floor, Cincinnati, OH 45202 • United States
8470 Allison Pointe Boulevard Suite 200, Indianapolis, IN 46250 • United States
40 N Main Street Suite 2000, Dayton, OH 45423 • United States
2617 Legends Way Suite 100, Crestview Hills, KY 41017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Barnes Denning & Co. | Cincinnati | OH | 01/2014 | Present |
| Biechele Royce Advisors | Cincinnati | OH | 03/2019 | Present |
| Barnes Dennig Private Wealth Management | Cincinnati | OH | 07/2024 | Present |
1. Littlest Angels' Learning Center - Adult Daycare Center - 25% ownership; 1705 Mount Sion Road, Union KY 41091. Not investment related. < 5 hours per month. Not during securities trading hours. 2. Brookwood Properties, Inc. - Real Estate Rental Properties - 29% ownership; 2617 Legends Way, Suite 100, Crestview Hills, KY 41017. Not investment related. < 5 hours per month. Not during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-12-15 |
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