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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2019-11-13 |
| OH | RA | APPROVED | 2019-11-13 |
Branch Locations
740 Centre View Blvd Fl 5, Crestview Hills, KY 41017 • United States
Cincinnati, OH • United States
113 N Hambden St, Chardon, OH 44024-1166 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc | Crestview Hills | KY | 05/2019 | 03/2020 |
| Unemployed | Cincinnati | OH | 11/2018 | 05/2019 |
| Thor Investment Management Inc. | Cincinnati | OH | 09/2013 | 10/2018 |
| Ameriprise Financial Services, Llc | Crestview Hills | KY | 03/2020 | Present |
Outside Employment; River Hills Consulting Services LLC; Investment Specialist - Investment Analyst; ; 740 CENTRE VIEW BLVD 5TH FL, , CRESTVIEW HILLS, KY, 41017; Investment-Related; 05/20/2019; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-12 |
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