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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2026-01-20 |
| TX | RA | APPROVED | 2026-01-16 |
Branch Locations
6101 Moon Street Northeast Suite 3000, Albuquerque, NM 87111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii | Albuquerque | NM | 04/2017 | 11/2018 |
| Mark J. Napolin & Associates, Inc. | Albuquerque | NM | 06/2011 | 04/2017 |
| Osaic Wealth, Inc. | Albuquerque | NM | 11/2018 | 11/2025 |
| Lpl Financial | Albuquerque | NM | 11/2025 | Present |
1. 10/2025 - MARK J. NAPOLIN & ASSOCIATES INC - DBA for LPL Business (entity for LPL business) - Investment Related - 0 Hrs/Mth - 0 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 10/28/2025 2. 10/2025 - Leticia Mendoza- notary - Notary - Investment Related - 1 Hrs/Mth - 1 Hrs During Trading - Albuquerque, NM 87112 - OBA Start Date: 08/01/2022
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-31 |
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