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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-06-23 |
| TX | RA | APPROVED | 2025-06-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Winton Capital Management, Ltd. | New York | NY | 01/2016 | 08/2019 |
| Foreside Fund Services, Llc | New York | NY | 03/2016 | 09/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Summit | NJ | 02/2020 | 06/2025 |
| Unemployed | Fair Haven | NJ | 09/2019 | 02/2020 |
| Bank Of America, N.A. | Summit | NJ | 05/2020 | 06/2025 |
| Morgan Stanley Smith Barney Llc | Red Bank | NJ | 06/2025 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2013-02-01 |
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