Chloe Tianyu Duanshi

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 01/2017
  Morgan Stanley
  New York, NY
• 01/2017 → 03/2019
  Morgan Stanley
  New York, NY
• 03/2019 → Present
  Rockefeller Financial Llc
  New York, NY

Previous Registrations

• 2014-11-04 → 2019-03-18
  Morgan Stanley
  New York, NY

Other Businesses

KKR Global Wealth Investment Council, Investment Related. 30 Hudson Yards, NY, NY 10001. Member of the KKR Global Wealth Investment Council. 10/15/2023. 1 hour per month and 0 hours during trading hours. The GWIC is to provide a forum for constructive discussion and knowledge exchange on macroeconomics, capital marketd, asset allocation and the role of private asset classes in the individual portfolio.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-11-04
• S63 Uniform Securities Agent State Law Examination
  2012-08-30

Other Names

• Duanshi