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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-05 |
| MD | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
20335 Ventura Blvd Ste 203, Woodland Hills, CA 91364 • United States
Rockville, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Srp Advisors Llc | Woodland Hills | CA | 05/2012 | 06/2017 |
| Lpl Financial Llc | Woodland Hills | CA | 11/2014 | 06/2017 |
| Hornstein Law Offices | Woodland Hills | CA | 07/2016 | 12/2022 |
| Avantax Investment Services, Inc. | Woodland Hills | CA | 06/2017 | 09/2025 |
| Adat Ari El | Valley Village | CA | 07/2013 | 12/2022 |
| Hornstein Law Offices | Woodland Hills | CA | 07/2016 | Present |
| Cetera Wealth Services, Llc | Woodland Hills | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) HORNSTEIN LAW OFFICES POSITION: CPA/Legal Assistant NATURE: Legal and accounting services INVESTMENT RELATED: No NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 50 START DATE: 07/01/2016 ADDRESS: 20335 Ventura Blvd, Ste 203, Woodland Hills CA 91364, United States DESCRIPTION: Tax Preparation and accounting services Assists attorneys with document preparation Prepares case files, answer client calls, set up client meetings 2)Hornstein Financial; DBA; NIR; 06/26/2017; Hornstein Financial
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2015-01-23 |
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