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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-04-07 |
| NY | RA | APPROVED | 2025-04-07 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • UNITED STATES
Wall, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Brier | WA | 10/2013 | 03/2022 |
| Prudential Investment Management Services Llc | Brier | WA | 10/2013 | 03/2022 |
| Dws Distributors, Inc | Chicago | IL | 05/2022 | 04/2025 |
| Neuberger Berman | New York | NY | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-03-21 |
| S66 | Uniform Combined State Law Examination | 2012-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-12 |
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