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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-10-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual -Inland Northwest | Coeur D'ALene | ID | 02/2015 | 09/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2011 | 06/2018 |
| Liberty Lake City Council | Liberty Lake | WA | 01/2014 | 12/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2016 | 08/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2016 | 08/2019 |
| Mark W Lupton | Spokane Valley | WA | 08/2019 | 10/2022 |
| Mario Martinez | Spokane Valley | WA | 08/2019 | 10/2022 |
| Douglas Lupton | Spokane Valley | WA | 08/2019 | 10/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Spokane | WA | 10/2022 | Present |
| Bank Of America, N.A. | Spokane | WA | 10/2022 | Present |
| L2 Wealth Management | Spokane Valley | WA | 08/2019 | 10/2022 |
I*3183270 Entity Type: N/A Name of OBA: City of Liberty Lake Address: Liberty Lake, Washington, 99019 Investment Related: No Position, Title, Association: Council Employee Start Date: 12/01/2025 Number of Hours: 3, Weekly Number of Hours during trading: 0, Weekly Duties: N/A 3. 100% OWNER, LANDSCAPE DESIGN, ., COEUR D ALENE, , IDAHO, 83814, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 10/20/2013, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 6-20, DESIGN SMALL RESIDENTIAL LANDSCAPES, MEET WITH RESIDENTS, SURVEY PROPERTY, DESIGN LANDSCAPE. 4. 100% OWNER, NORTH FORTY FOUR, LLC, LEGAL ENTITY, START DATE: 1/1/2022, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, INVESTMENT RELATED I* 2071285 Entity Type: Entity Charitable Name of OBA: Spokane Valley Chamber of Commerce Address: Spokane Valley, WA, 99206 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 11/01/2024No Hours: 1hr/mo No Hours during trading: 0 Duties: Board of Directors - one of about 30 other members at large, vote to help with direction of the chamber. I*1153266, Entity Type Entity Charitable, Name of OBA: HUB Sports Center Address: Liberty Lake Washington 99016 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 11/01/2022 No Hours:1 weekly No Hours during trading: 1 weekly Duties: Vision of the Organization: "The HUB Sports Center joins the communities of faith, sports, education, business and government to positively impact our youth and region through events and programs that enhance life skills." Essentially, the HUB is a sports facility that hosts indoor basketball, volleyball, soccer, pickleball, etc. They hold after-school programs for children and specifically target youth activities. As a board member I am tasked to provide direction (along with about 15 other board members) to the CEO and help approve budgets that are prepared by staff. I will help with capital campaign marketing (we are working to raise money for 4 new outdoor soccer fields). I am also a voting member for issues that require board approval before the CEO can move forward (i.e. - we recently voted to allow new LED lighting to be installed in the facility). Approval is usually required for higher dollar expenditures. I am on 2 committees under the board: The Development & Facility committees.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2012-02-09 |
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