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Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-01
  • TX RA
    APPROVED
    Since 2025-04-01

Branch Locations

123 E Jackson Street, Suite 203, Burnet, TX 78611 • United States

475 Springfield Ave, Summit, NJ 07901 • United States

A Sling & A Stone, Incorporated

123 E. Jackson Suite 206, Burnet, TX 78611 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-19
  • TX RA
    APPROVED
    Since 2025-03-19

Branch Locations

123 E. Jackson Suite 206, Burnet, TX 78611 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 11/2012 04/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Georgetown TX 11/2017 10/2019
Bank Of America, N.A. Georgetown TX 11/2017 10/2019
Family Heritage Austin TX 05/2017 08/2017
Axa Advisors, Llc New York NY 10/2019 06/2020
Equitable Advisors, Llc New York NY 10/2019 02/2025
The Leaders Group, Inc Littleton CO 02/2025 Present
  • 11/2012 → 04/2017
    Axa Advisors, Llc
    New York, NY
  • 11/2017 → 10/2019
    Georgetown, TX
  • 11/2017 → 10/2019
    Bank Of America, N.A.
    Georgetown, TX
  • 05/2017 → 08/2017
    Family Heritage
    Austin, TX
  • 10/2019 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 10/2019 → 02/2025
    New York, NY
  • 02/2025 → Present
    The Leaders Group, Inc
    Littleton, CO
Previous Registrations
Other Businesses

1.) SIMPLICITY - 2/7/2025 - 123 E Jackson Street, #203, Burnet, TX 78611 - Agent - Life Insurance and Annuity Sales, Invt Rel, Life Insurance & Annuity Sales, 10 hrs/mo; 10 hrs/mo (during trading hours) 2.) A SLING AND A STONE - 2/3/2025 - 136 E Washington Street, Burnet, TX 78611 - IAR - Attract and service client accounts and financial planning, Invt Rel, Registered Investment Adviser, 120 hrs/mo; 80 hrs/mo (during trading hours) 3.) TLG ADVISORS INC - 4/1/2025 - 475 Springfield Avenue, Suite 1, Summit, NJ 07901 - IAR Rep, Invt Rel, RA business, 10 hrs/mo; 10 hrs/mo (during trading hours). 4.) BLUEBONNET INSURANCE & INVESTMENTS - 6/2/2025 - 123 E. Jackson St., #203, Burnet, Texas 78611 - Financial professional, Client facing financial planning, Invt Rel, 80 hrs/mo; 20 hrs/mo (during trading hours). 5.) EMPLOYEE BENEFITS DIVERSIFIED CAPITAL GROUP - 10/1/2025 - 123 E Jackson Street, Suite 203, Burnet, Texas 78611 - Referral agent, Employee benefits firm that offers tax-saving health management as well as wellness solutions, Not Invt Rel, 3 hrs/mo; 0 hrs/mo (during trading hours). 6.) ENROLLED AGENT WITH THE IRS - 9/1/2026 - 123 E Jackson Street, Suite 203, Burnet, Texas 78611 - Tax preparer, Assist clients in preparing their tax returns, Not Invt Rel, 2 hrs/mo; 0 hrs/mo (during trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-23
S63 Uniform Securities Agent State Law Examination 2012-12-07
  • S65 Uniform Investment Adviser Law Examination
    2013-05-23
  • S63 Uniform Securities Agent State Law Examination
    2012-12-07
Designations
Other Names
  • John Garrett Rowe
  • John Rowe
  • Garrett Rowe

View on SEC IAPD

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