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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-01 |
Branch Locations
123 E Jackson Street, Suite 203, Burnet, TX 78611 • United States
475 Springfield Ave, Summit, NJ 07901 • United States
123 E. Jackson Suite 206, Burnet, TX 78611 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-19 |
Branch Locations
123 E. Jackson Suite 206, Burnet, TX 78611 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 11/2012 | 04/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Georgetown | TX | 11/2017 | 10/2019 |
| Bank Of America, N.A. | Georgetown | TX | 11/2017 | 10/2019 |
| Family Heritage | Austin | TX | 05/2017 | 08/2017 |
| Axa Advisors, Llc | New York | NY | 10/2019 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 10/2019 | 02/2025 |
| The Leaders Group, Inc | Littleton | CO | 02/2025 | Present |
1.) SIMPLICITY - 2/7/2025 - 123 E Jackson Street, #203, Burnet, TX 78611 - Agent - Life Insurance and Annuity Sales, Invt Rel, Life Insurance & Annuity Sales, 10 hrs/mo; 10 hrs/mo (during trading hours) 2.) A SLING AND A STONE - 2/3/2025 - 136 E Washington Street, Burnet, TX 78611 - IAR - Attract and service client accounts and financial planning, Invt Rel, Registered Investment Adviser, 120 hrs/mo; 80 hrs/mo (during trading hours) 3.) TLG ADVISORS INC - 4/1/2025 - 475 Springfield Avenue, Suite 1, Summit, NJ 07901 - IAR Rep, Invt Rel, RA business, 10 hrs/mo; 10 hrs/mo (during trading hours). 4.) BLUEBONNET INSURANCE & INVESTMENTS - 6/2/2025 - 123 E. Jackson St., #203, Burnet, Texas 78611 - Financial professional, Client facing financial planning, Invt Rel, 80 hrs/mo; 20 hrs/mo (during trading hours). 5.) EMPLOYEE BENEFITS DIVERSIFIED CAPITAL GROUP - 10/1/2025 - 123 E Jackson Street, Suite 203, Burnet, Texas 78611 - Referral agent, Employee benefits firm that offers tax-saving health management as well as wellness solutions, Not Invt Rel, 3 hrs/mo; 0 hrs/mo (during trading hours). 6.) ENROLLED AGENT WITH THE IRS - 9/1/2026 - 123 E Jackson Street, Suite 203, Burnet, Texas 78611 - Tax preparer, Assist clients in preparing their tax returns, Not Invt Rel, 2 hrs/mo; 0 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-07 |
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