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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-03-13
IL RA APPROVED 2011-08-24
  • TX RA
    APPROVED
    Since 2013-03-13
  • IL RA
    APPROVED
    Since 2011-08-24

Branch Locations

1033 Skokie Blvd, Northbrook, IL 60062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Northbrook IL 05/2011 Present
Bank Of America, N.A. Northbrook IL 07/2015 Present
Other Businesses

I*52694 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TEATRO 3530 LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: DENVER, ILLINOIS 80206 NATURE OF BUSINESS: LLC, COMPENSATION FOR ACTIVITY: Y POSITION, TITLE, ASSOCIATION: OTHER, MEMBER AND MANAGER START DATE OF RELATIONSHIP: 3/16/2012 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE LLC OWNS RENTAL PROPERTY. I*478363 For profit or not for profit: Entity For Profit Name of outside business organization: Fogg System Company, Inc. Investment related: N Address of business: Aurora, Colorado, 80011 Nature of business: ["Corporation"] Position, title, association: ["Director"], Start date of relationship: 8/1/2017 Number of hours devoted: 12 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Design, manufacture, sell medical test equiptment Serve as Secretary and Board Member

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-22
  • S66 Uniform Combined State Law Examination
    2011-08-22
Other Names
  • Cynthia Marlene Fogg
  • Cynthia Fogg Chase

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