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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-03-13 |
| IL | RA | APPROVED | 2011-08-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Northbrook | IL | 05/2011 | Present |
| Bank Of America, N.A. | Northbrook | IL | 07/2015 | Present |
I*52694 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TEATRO 3530 LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: DENVER, ILLINOIS 80206 NATURE OF BUSINESS: LLC, COMPENSATION FOR ACTIVITY: Y POSITION, TITLE, ASSOCIATION: OTHER, MEMBER AND MANAGER START DATE OF RELATIONSHIP: 3/16/2012 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE LLC OWNS RENTAL PROPERTY. I*478363 For profit or not for profit: Entity For Profit Name of outside business organization: Fogg System Company, Inc. Investment related: N Address of business: Aurora, Colorado, 80011 Nature of business: ["Corporation"] Position, title, association: ["Director"], Start date of relationship: 8/1/2017 Number of hours devoted: 12 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Design, manufacture, sell medical test equiptment Serve as Secretary and Board Member
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-22 |
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