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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-02-28 |
| TX | RA | APPROVED | 2023-02-27 |
Branch Locations
1317 Route 73 N, Ste. 106, Mt. Laurel, NJ 08054 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | Sewell | NJ | 08/2015 | 10/2016 |
| Principal Securities Inc | Sewell | NJ | 10/2016 | 02/2023 |
| Principal Life Insurance Company | Sewell | NJ | 10/2016 | Present |
| Lpl Financial Llc | Mt Laurel | NJ | 02/2023 | Present |
1- 02/2023 / Primavera Financial Services / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / MT LAUREL, NJ 2- 02/2023 / Primavera Financial Services, LLC / Business Entity For Tax/Investment Purposes Only / NON INVESTMENT RELATED / MT LAUREL, NJ 3- 01/16/2024 / Non-Variable Insurance - Agent - INVESTMENT RELATED - At Reported Business Location(s) - start date 2/27/2023- 10 Hours Per Month/ 5 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-19 |
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