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Barry Michael Butera

Stifel, Nicolaus & Company, Incorporated

Nashville, TN

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2019-03-26
  • TN RA
    APPROVED
    Since 2019-03-26

Branch Locations

3102 West End Avenue Suite 700, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Empire Securities, Inc. Hauppauge NY 06/2011 03/2019
Stifel, Nicolaus & Company, Incorporated St. Louis MO 03/2019 Present
Previous Registrations
  • 2012-05-10 → 2019-01-10
    First Empire Asset Management, Inc
    Nashville, TN
    Nashville, TN
    Hauppauge, NY
    Nashville, TN
    Nashville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-23
  • S66 Uniform Combined State Law Examination
    2012-01-23
Other Names
  • Barry Butera

View on SEC IAPD

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