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Ulugbek Khashimov

J.P. Morgan Securities LLC

Brooklyn, NY

CRD 5937510

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-26
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2014-01-02
  • TX RA
    APPROVED_RES
    Since 2026-01-26
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2014-01-02

Branch Locations

127 Seventh Avenue, Brooklyn, NY 11215 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Brooklyn NY 12/2013 Present
Jpmorgan Chase Bank, N.A. Brooklyn NY 12/2013 Present
Other Businesses

Entity Name: ULUGBEK KHASHIMOV (SELF) Investment related: No Address: 80 White Rabbit Run Saint Augustine FL 32092 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 11/16/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: rental property. I on this property and I intend to rent it out to tenants. Entity Name: ULUGBEK KHASHIMOV (SELF) Investment related: No Address: 7960 Potter Place Unit A Elkridge MD 21075 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 02/09/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: rental property. I own this property, and I intend to rent it out to tenants.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-27
S63 Uniform Securities Agent State Law Examination 2011-07-24
  • S66 Uniform Combined State Law Examination
    2013-12-27
  • S63 Uniform Securities Agent State Law Examination
    2011-07-24
Other Names
  • Beck Khashimov

View on SEC IAPD

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