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Employer firm

T. Rowe Price Advisory Services, Inc. CRD 108958

$5.90B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-10-04
  • CO RA
    APPROVED
    Since 2022-10-04

Branch Locations

Financial Center Two 2220 Briargate Parkway, Colorado Springs, CO 80920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T Rowe Price Investment Services, Inc. Colorado Springs CO 05/2011 03/2022
Gwfs Equities, Inc Greenwood Village CO 03/2022 09/2022
Advised Assets Group, Llc Greenwood Village CO 03/2022 09/2022
T Rowe Price Colorado Springs CO 09/2022 Present
  • 05/2011 → 03/2022
    T Rowe Price Investment Services, Inc.
    Colorado Springs, CO
  • 03/2022 → 09/2022
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 03/2022 → 09/2022
    Advised Assets Group, Llc
    Greenwood Village, CO
  • 09/2022 → Present
    T Rowe Price
    Colorado Springs, CO
Previous Registrations
Other Businesses

Evangel Christian Academy; Non-Investment Related; 10/21/25; https://www.ecaeagles.org/; MS/HS Coach; Middle School and High School Sports; 8 hours per month; 1 per trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-30
  • S66 Uniform Combined State Law Examination
    2011-09-30
Other Names
  • Mitchell Lee Schwager
  • Mitchell Lee Schuager

View on SEC IAPD

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