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Warren Brooks Williamson

Cerity Partners LLC

New York, NY

Los Angeles, CA

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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-29
  • CA RA
    APPROVED
    Since 2025-10-29

Branch Locations

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

601 S. Figueroa Street #2000, Los Angeles, CA 90017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Corp. Los Angeles CA 09/2021 04/2025
Capital Group Companies, Inc. Los Angeles CA 03/2016 08/2018
Cerity Partners Llc New York NY 10/2025 Present
Unemployed Los Angeles CA 10/2018 07/2019
Ucla Anderson Los Angeles CA 09/2019 06/2021
Unemployed Los Angeles CA 05/2025 10/2025
  • 09/2021 → 04/2025
    Bank Of America Corp.
    Los Angeles, CA
  • 03/2016 → 08/2018
    Capital Group Companies, Inc.
    Los Angeles, CA
  • 10/2025 → Present
    Cerity Partners Llc
    New York, NY
  • 10/2018 → 07/2019
    Unemployed
    Los Angeles, CA
  • 09/2019 → 06/2021
    Ucla Anderson
    Los Angeles, CA
  • 05/2025 → 10/2025
    Unemployed
    Los Angeles, CA
Previous Registrations
  • 2025-03-27 → 2025-05-02
    Bofa Securities, Inc.
    Salt Lake City, UT
    Salt Lake City, UT
    Los Angeles, CA
    Los Angeles, CA
    Salt Lake City, UT
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-26
S63 Uniform Securities Agent State Law Examination 2022-06-12
  • S65 Uniform Investment Adviser Law Examination
    2025-03-26
  • S63 Uniform Securities Agent State Law Examination
    2022-06-12
Other Names
  • Warren Brooks Williamson

View on SEC IAPD

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ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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