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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-06-22
TX RA APPROVED 2018-06-21
TN RA APPROVED 2018-04-19
  • FL RA
    APPROVED
    Since 2018-06-22
  • TX RA
    APPROVED
    Since 2018-06-21
  • TN RA
    APPROVED
    Since 2018-04-19

Branch Locations

1600 West End Ave, Suite 1100, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sano Informed Prescribing, Inc. Franklin TN 10/2015 01/2018
Robert W. Baird & Co. Nashville TN 03/2018 Present
  • 10/2015 → 01/2018
    Sano Informed Prescribing, Inc.
    Franklin, TN
  • 03/2018 → Present
    Robert W. Baird & Co.
    Nashville, TN
Other Businesses

1) Stillschweigen & Co, LLC; Not investment-related; Address: 3500 Foxhall Rd, Nashville, TN 37215; Nature: LLC; Role: Owner; Start Date: 1/22/18; Appz hrs: O; Hrs during trading: 0; Duties: Provide outsourced financial management consulting. As of 2/28/18, I no longer provide any consulting services, but the LLC remains in existence. 2) Oak Hill School; Not investment-related; Address: 4815 Franklin Pike, Nashville, TN 37220; Nature: Educational; Role: Employee; Start Date: 02/2008; Appx hrs: 4 hours per week from march 1 to April 28; Hrs during trading: 0; Duties: Coaching 5 and 6 grade lacrosse 3)Entepfuhl Partners, LP; Not investment-related; 3506 Echo Hill Rd, Nashville, TN 37215; Nature: LLC; Role: Partner; Start Date: 05/2016; Appx hrs: 10 hours per quarter; Hrs during trading: 0; Duties: Entepfuhl Partners is an entity formed to own a hobby farm my family bought together. 4) ApolloMGA, LLC; Not investment-related; Address: PO Box 1629, Allen, TX; Nature: LLC; Role: Board Member for non-standard auto MGA; Start Date: 5/2015; Appx hrs: 6 hours per quarter; Hrs during trading: 3-6 hours per quarter; Duties: Provide oversight of Company governance and strategy. 5) Martha O'Bryan Center; Investment-related; Address: 711 South 7th Street, Nashville, TN 37206; Nature: Non-profit- Martha O Bryan Center is a not for profit that provides early learning and after school programming for underserved youth; Role: Member of finance committee and co-treasurer; Start Date: 6/2017; Appx hrs: 1 hour per month; Hrs during trading: 1 hour per month; Duties: Review monthly financial packages and annual budgets. Review financial policies and procedures Name/Address: The Westminster Presbyterian Church Legacy Fund 3900 West End Ave Nashville TN 37205 Start Date: 4/22/25 Hours Spent: 1-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Investment Finance Committee Investment Related Name/Address: Estate Planning Council of Middle Tennessee 3011 Armory Dr, Suite 190 Nashville TN 37209 Start Date: 7/1/24 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board President Non Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-17
S63 Uniform Securities Agent State Law Examination 2011-08-29
  • S66 Uniform Combined State Law Examination
    2018-04-17
  • S63 Uniform Securities Agent State Law Examination
    2011-08-29
Designations
Other Names
  • Leighton Liles
  • Malcolm Leighton Liles
  • Malcom L Liles

View on SEC IAPD

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