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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-08-15 |
| FL | RA | APPROVED | 2024-01-26 |
| VA | RA | APPROVED | 2022-05-12 |
| DC | RA | APPROVED | 2022-04-12 |
| TX | RA | APPROVED_RES | 2022-01-06 |
| NY | RA | APPROVED | 2021-04-16 |
| PA | RA | APPROVED | 2019-06-28 |
| NJ | RA | APPROVED | 2012-09-24 |
Branch Locations
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
Clifton, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | New York | NY | 10/2011 | Present |
| Guardian Life Ins Company | New York | NY | 04/2011 | Present |
| Guardian Life Insurance Company | East Brunswick | NJ | 06/2024 | 08/2024 |
| Park Avenue Securities | East Brunswick | NJ | 06/2024 | 08/2024 |
| Guardian Life Insurance Company | Clifton | NJ | 08/2024 | Present |
| Park Avenue Securities | Clifton | NJ | 08/2024 | Present |
1. Insurance outside of The Guardian-Long Term Care Insurance, Group Disability and Group Life, Group Medical, Medicare, Start: 03/15/2012, Address: 327 Madison Avenue 29th Floor New York, NY 10222, 8 total hours per month; 8 during securities trading hours, Investment related, Less than 10% annual compensation, 2. Panel Moderator / IvyFon February 11th Family Office Forum Moderator for a panel discussion that is one of several panels that are being presented at the IvyFon February 11th Family Office Forum. This is a one day event. The panel I will be moderating is titled Real Estate and Hard Asset Management. My role is to ask questions that are supplied by the panelists and the organizer of the event. I am also supposed to make sure the discussion moves along. The panel is 50 minutes long. Start: 02/11/2020 Address: 45 Rockefeller Plaza New York, NY 10111 1 bus hr per month Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-31 |
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