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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-08-15
FL RA APPROVED 2024-01-26
VA RA APPROVED 2022-05-12
DC RA APPROVED 2022-04-12
TX RA APPROVED_RES 2022-01-06
NY RA APPROVED 2021-04-16
PA RA APPROVED 2019-06-28
NJ RA APPROVED 2012-09-24
  • CT RA
    APPROVED
    Since 2025-08-15
  • FL RA
    APPROVED
    Since 2024-01-26
  • VA RA
    APPROVED
    Since 2022-05-12
  • DC RA
    APPROVED
    Since 2022-04-12
  • TX RA
    APPROVED_RES
    Since 2022-01-06
  • NY RA
    APPROVED
    Since 2021-04-16
  • PA RA
    APPROVED
    Since 2019-06-28
  • NJ RA
    APPROVED
    Since 2012-09-24

Branch Locations

437 Madison Avenue 29Th Floor, New York, NY 10022 • United States

Clifton, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Avenue Securities New York NY 10/2011 Present
Guardian Life Ins Company New York NY 04/2011 Present
Guardian Life Insurance Company East Brunswick NJ 06/2024 08/2024
Park Avenue Securities East Brunswick NJ 06/2024 08/2024
Guardian Life Insurance Company Clifton NJ 08/2024 Present
Park Avenue Securities Clifton NJ 08/2024 Present
  • 10/2011 → Present
    Park Avenue Securities
    New York, NY
  • 04/2011 → Present
    Guardian Life Ins Company
    New York, NY
  • 06/2024 → 08/2024
    Guardian Life Insurance Company
    East Brunswick, NJ
  • 06/2024 → 08/2024
    Park Avenue Securities
    East Brunswick, NJ
  • 08/2024 → Present
    Guardian Life Insurance Company
    Clifton, NJ
  • 08/2024 → Present
    Park Avenue Securities
    Clifton, NJ
Other Businesses

1. Insurance outside of The Guardian-Long Term Care Insurance, Group Disability and Group Life, Group Medical, Medicare, Start: 03/15/2012, Address: 327 Madison Avenue 29th Floor New York, NY 10222, 8 total hours per month; 8 during securities trading hours, Investment related, Less than 10% annual compensation, 2. Panel Moderator / IvyFon February 11th Family Office Forum Moderator for a panel discussion that is one of several panels that are being presented at the IvyFon February 11th Family Office Forum. This is a one day event. The panel I will be moderating is titled Real Estate and Hard Asset Management. My role is to ask questions that are supplied by the panelists and the organizer of the event. I am also supposed to make sure the discussion moves along. The panel is 50 minutes long. Start: 02/11/2020 Address: 45 Rockefeller Plaza New York, NY 10111 1 bus hr per month Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-31
  • S66 Uniform Combined State Law Examination
    2012-08-31
Other Names
  • Howard Alan Cohen

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