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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-09-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hold Bros. Capital, Llc | San Diego | CA | 05/2015 | 12/2016 |
| T3 Trading Group, Llc | New York | NY | 12/2016 | 05/2018 |
| Lpl Financial | San Diego | CA | 05/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-21 |
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