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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13

Branch Locations

4747 Executive Dr, San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Encino CA 01/2011 04/2021
Wells Fargo Advisors Llc Encino CA 06/2011 11/2016
Wells Fargo Clearing Services, Llc Encino CA 11/2016 04/2021
U.S. Bank San Diego CA 04/2021 Present
U.S. Bancorp Investments, Inc. San Diego CA 02/2022 02/2026
U.S. Bancorp Advisors, Llc San Diego CA 02/2026 Present
Previous Registrations
Other Businesses

1) The San Diego Old Globe Theatre; Non Investment-related; San Diego, CA; Professional Theatre Company; Board Member; 06/2023; 5 hours/ month; 0 hours trading; Assisting in developing annual budgets, providing proper financial oversight, and electing new board member. 2) Museum of Us; Non Investment-related; San Diego, CA; Board Member; 03/01/2024; 2 hours/month; 1 hours trading; General oversight of the organization from a board perspective. 3) Lifeline Community Services; not investment-related; Vista, CA; Non-profit organization focusing on empowering community; Advisory Board to the CEO - Advisory Member; 01/2025; 1 hour/month; 1 hour/trading; Serve as an advisory member to the CEO. 4) California State University San Marcos - Presidential Advisory Council; Not investment-related; San Marcos, CA; State University; Advisory Council to the University President; 5/2025; 0.5 hours/month; 0.5 hours/trading; Serve as an advisory member to the president. 5) White Memorial Medical Center; Not Investment-Related; Los Angeles, CA; No Ownership; Non-profit organization board; Foundation board for the benefit of White Memorial hospital 06/01/2026; 02 hours/month; 0 hours/trading; As a member of the Board of Directors, you have the challenge and opportunity of guiding the development of the Charitable Foundation€™s activities. You will join with other Community leaders who share a commitment to the future of health care in Southern California.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-28
  • S66 Uniform Combined State Law Examination
    2011-10-28

View on SEC IAPD

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