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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Encino | CA | 01/2011 | 04/2021 |
| Wells Fargo Advisors Llc | Encino | CA | 06/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Encino | CA | 11/2016 | 04/2021 |
| U.S. Bank | San Diego | CA | 04/2021 | Present |
| U.S. Bancorp Investments, Inc. | San Diego | CA | 02/2022 | 02/2026 |
| U.S. Bancorp Advisors, Llc | San Diego | CA | 02/2026 | Present |
1) The San Diego Old Globe Theatre; Non Investment-related; San Diego, CA; Professional Theatre Company; Board Member; 06/2023; 5 hours/ month; 0 hours trading; Assisting in developing annual budgets, providing proper financial oversight, and electing new board member. 2) Museum of Us; Non Investment-related; San Diego, CA; Board Member; 03/01/2024; 2 hours/month; 1 hours trading; General oversight of the organization from a board perspective. 3) Lifeline Community Services; not investment-related; Vista, CA; Non-profit organization focusing on empowering community; Advisory Board to the CEO - Advisory Member; 01/2025; 1 hour/month; 1 hour/trading; Serve as an advisory member to the CEO. 4) California State University San Marcos - Presidential Advisory Council; Not investment-related; San Marcos, CA; State University; Advisory Council to the University President; 5/2025; 0.5 hours/month; 0.5 hours/trading; Serve as an advisory member to the president. 5) White Memorial Medical Center; Not Investment-Related; Los Angeles, CA; No Ownership; Non-profit organization board; Foundation board for the benefit of White Memorial hospital 06/01/2026; 02 hours/month; 0 hours/trading; As a member of the Board of Directors, you have the challenge and opportunity of guiding the development of the Charitable Foundation€™s activities. You will join with other Community leaders who share a commitment to the future of health care in Southern California.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-28 |
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