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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-09-06
  • NY RA
    APPROVED
    Since 2022-09-06

Branch Locations

1166 Avenue Of The Americas 21St Floor, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keefe, Bruyette & Woods, Inc. New York NY 01/2015 03/2022
Stifel, Nicolaus & Company, Incorporated New York NY 03/2022 09/2022
Janney Montgomery Scott Llc New York NY 09/2022 Present
  • 01/2015 → 03/2022
    Keefe, Bruyette & Woods, Inc.
    New York, NY
  • 03/2022 → 09/2022
    Stifel, Nicolaus & Company, Incorporated
    New York, NY
  • 09/2022 → Present
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-08
  • S66 Uniform Combined State Law Examination
    2022-07-08
Other Names
  • Brandon Zimmerman

View on SEC IAPD

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