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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-01-14 |
Branch Locations
4141 Parklake Ave Ste 450, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rga Investments | Raleigh | NC | 10/2015 | 04/2017 |
| Edward Jones | Raleigh | NC | 07/2017 | 10/2019 |
| Guardian Life Insurance Company | Raleigh | NC | 11/2019 | 03/2021 |
| Park Avenue Securities | Raleigh | NC | 12/2019 | 03/2021 |
| First Citizens Investor Services | Raleigh | NC | 09/2021 | 01/2026 |
| Lending Works Llc | Hudson Oaks | TX | 05/2021 | 09/2021 |
| Unemployed | Raleigh | NC | 04/2021 | 04/2021 |
| Principal Life Insurance Company | Raleigh | NC | 12/2025 | Present |
| Principal Securities, Inc. | Raleigh | NC | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-20 |
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