Sean Taylor Buckley

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-12-07
SC	RA	APPROVED	2016-10-17

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Columbia	SC	09/2016	11/2016
Target	Columbia	SC	07/2016	09/2016
Wells Fargo Clearing Services, Llc	Columbia	SC	11/2016	Present

2015-04-21 → 2016-04-26

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbia, SC

Columbia, SC

Charleston, SC

Columbia, SC

Columbia, SC
2014-10-13 → 2015-04-30

Cetera Investment Advisers Llc

Aiken, SC
2014-09-11 → 2014-10-16

Valic Financial Advisors, Inc.

Columbia, SC
2011-05-17 → 2014-06-03

Bb&T Investment Services, Inc.

Columbia, SC

Lexington, SC

Lexington, SC

Charlotte, NC

Columbia, SC
2009-10-23 → 2011-03-15

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

Columbia, SC

Columbia, SC

Philadelphia, PA
2008-12-19 → 2009-10-23

Banc Of America Investment Services, Inc.

Columbia, SC
2005-12-02 → 2008-12-01

Wells Fargo Clearing Services, Llc

Columbia, SC

Columbia, SC

Richmond, VA
2003-06-06 → 2005-11-04

Truist Investment Services, Inc.

Richmond, VA
2001-05-14 → 2003-06-03

Ubs Financial Services Inc.

Richmond, VA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-05-01
S63	Uniform Securities Agent State Law Examination	2001-03-03

Other Firms