Russell L Proctor

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2013-08-30

NC RA
APPROVED

Since 2013-08-30

Branch Locations

2933 Sunset Avenue Suite A, Rocky Mount, NC 27804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Rocky Mount	NC	07/2012	Present

07/2012 → Present

Stifel, Nicolaus & Company, Incorporated

Rocky Mount, NC

Other Businesses

1. Parkridge Lane Condominium Homeowners Association; 1010 Nicholwood Dr, Raleigh, NC 27605; Homeowners Association; Board of Directors; Decision making regarding the condo complex; 10/14/2021; 12 Hours per Month; Not During Securities Trading Hours; Not Investment-Related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-08-29

S66 Uniform Combined State Law Examination

2013-08-29

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Other Businesses

Exams

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