Nikola Eftimov

Stifel, Nicolaus & Company, Incorporated

CRD 5931566

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-26
TX	RA	APPROVED	2014-09-30
NJ	RA	APPROVED	2014-05-21

NY RA
APPROVED

Since 2021-05-26
TX RA
APPROVED

Since 2014-09-30
NJ RA
APPROVED

Since 2014-05-21

Branch Locations

1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Florham Park	NJ	05/2014	Present

05/2014 → Present

Stifel Nicolaus & Co Inc

Florham Park, NJ

Previous Registrations

2013-12-12 → 2014-05-12

Morgan Stanley

Morristown, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-12-11

S66 Uniform Combined State Law Examination

2013-12-11

Designations

Chartered Financial Analyst

View on SEC IAPD

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