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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-21
NJ RA APPROVED 2024-02-16
SC RA APPROVED 2024-02-15
TX RA APPROVED 2024-02-15
  • PA RA
    APPROVED
    Since 2024-11-21
  • NJ RA
    APPROVED
    Since 2024-02-16
  • SC RA
    APPROVED
    Since 2024-02-15
  • TX RA
    APPROVED
    Since 2024-02-15

Branch Locations

9776 Kings Road Suite B, Myrtle Beach, SC 29572 • United States

Madison, NJ • United States

236 Laurel Lane, Greentown, PA 18426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Financial Services, Inc. Austin TX 04/2016 01/2019
Lpl Financial Llc Florham Park NJ 01/2019 02/2024
Cetera Wealth Services, Llc El Segundo CA 02/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2024 Present
  • 04/2016 → 01/2019
    Kestra Financial Services, Inc.
    Austin, TX
  • 01/2019 → 02/2024
    Florham Park, NJ
  • 02/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-01-04 → 2024-02-20
    Florham Park, NJ
    Fort Mill, SC
    Florham Park, NJ
    Madison, NJ
    Boca Raton, FL
    Myrtle Beach, SC
  • 2016-04-21 → 2019-01-17
    Florham Park, NJ
  • 2011-11-01 → 2016-09-22
    Kestra Investment Services, Llc
    Florham Park, NJ
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 07/2011 APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 3 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED LIFE 2. NAME OF OTHER BUSINESS: MADSION COMMON HOMEOWNER'S ASSOCIATION INVESTMENT RELATED: NO ADDRESS: 1 CLUB CT MADISON NJ 07940 NATURE OF BUSINESS: HOMEOWNERS ASSOCIATION START DATE: 03/2016 POSITION/TITLE/RELATIONSHIP: PRESIDENT OF THE BOARD OF TRUSTEES APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: OVERSIGHT OVER THE FIVE-PERSON BOARD THAT GOVERNS THE OPERATIONS AND FINANCIALS OF A HOMEOWNER COMMUNITY CONSISTING OF 208 TOWNHOMES 3. NAME OF OTHER BUSINESS: FERNANDO DA VEIGA INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/1986 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: .25 APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: LANDLORD DUTIES 4. NAME OF OTHER BUSINESS: REGAL WEALTH ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2011 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR - PLANNING, INVESTMENTS, AND INSURANCE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-21
  • S66 Uniform Combined State Law Examination
    2011-10-21
Other Names
  • Fred Daveiga

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