Robert Seton O'connor

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-09-01
FL	RA	APPROVED	2000-08-02

TX RA
APPROVED_RES

Since 2020-09-01
FL RA
APPROVED

Since 2000-08-02

Branch Locations

1880 N Congress Ave Ste 206, Boynton Beach, FL 33426 • United States

Delray Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Boynton Beach	FL	09/2005	03/2020
Ameriprise Financial Services, Llc	Boynton Beach	FL	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Boynton Beach, FL
03/2020 → Present

Ameriprise Financial Services, Llc

Boynton Beach, FL

Other Businesses

Board of Directors; Capri L Association; Board Member Treasurer; Sandra Rosenthal, PresidentCapri L Association536 Capri LDelray , , Delray Beach , FL, 33484; Not Investment-Related; 02/27/2017; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-06-17

S66 Uniform Combined State Law Examination

2005-06-17

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews