Best Investors Account Sign in
Inactive

Chad Lewis Weatherman

Mariner

Raleigh, NC

Claim This Profile
Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-06-08
  • NC RA
    APPROVED
    Since 2023-06-08

Branch Locations

4509 Creedmoor Road Suite 201, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Millennial Wealth Design, Llc Raleigh NC 10/2014 07/2020
Dmj Wealth Advisors, Llc Durham NC 08/2020 04/2021
Beacon Pointe Advisors, Llc Durham NC 05/2021 06/2023
Mariner Wealth Advisors Overland Park KS 06/2023 Present
  • 10/2014 → 07/2020
    Millennial Wealth Design, Llc
    Raleigh, NC
  • 08/2020 → 04/2021
    Dmj Wealth Advisors, Llc
    Durham, NC
  • 05/2021 → 06/2023
    Beacon Pointe Advisors, Llc
    Durham, NC
  • 06/2023 → Present
    Mariner Wealth Advisors
    Overland Park, KS
Previous Registrations
  • 2021-05-07 → 2023-05-18
    Beacon Pointe Advisors, Llc
    Durham, NC
    Newport Beach, CA
  • 2020-08-05 → 2021-05-10
    Dmj Wealth Advisors, Llc
    Greensboro, NC
    Durham, NC
  • 2014-12-18 → 2020-07-28
    Millennial Wealth Design
    Raleigh, NC
Other Businesses

Non-variable Insurance - Providing different insurance services to clients.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-10
S63 Uniform Securities Agent State Law Examination 2011-10-18
  • S65 Uniform Investment Adviser Law Examination
    2014-09-10
  • S63 Uniform Securities Agent State Law Examination
    2011-10-18
Designations
Other Names
  • Chad L. Weatherman
  • Chad Weatherman

View on SEC IAPD

Other Firms

TOWNSEND ASSET MANAGEMENT CORP.
FORTRESS PRIVATE LEDGER, LLC
OLDE RALEIGH FINANCIAL GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ADVISORY SERVICES NETWORK
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

ARNE W MORRIS
JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

More in Raleigh, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor