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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-10-02 |
| NC | RA | APPROVED | 2022-02-14 |
| TX | RA | APPROVED | 2022-02-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | Fort Worth | TX | 08/2013 | 01/2022 |
| The Vanguard Group, Inc. | Charlotte | NC | 01/2022 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 01/2022 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-08 |
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