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Andrew Thomas Shields

Cantor Fitzgerald Investment Advisors

New York, NY

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Current Employers
Cantor Fitzgerald Investment Advisors

110 East 59Th Street 7Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-03-03
  • OH RA
    APPROVED
    Since 2025-03-03

Branch Locations

110 East 59Th Street 7Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Louisville KY 01/2015 12/2017
Wells Fargo Clearing Services, Llc Cincinnati OH 12/2017 04/2022
Fluent Solar Cincinnati OH 04/2022 01/2023
Ion Solar Cincinnati OH 01/2023 05/2023
Unemployed Dayton OH 05/2023 08/2023
Ubs Financial Services Inc Dayton OH 08/2023 01/2025
Cantor Fitzgerald & Co. Columbus OH 02/2025 Present
  • 01/2015 → 12/2017
    Scottrade
    Louisville, KY
  • 12/2017 → 04/2022
    Wells Fargo Clearing Services, Llc
    Cincinnati, OH
  • 04/2022 → 01/2023
    Fluent Solar
    Cincinnati, OH
  • 01/2023 → 05/2023
    Ion Solar
    Cincinnati, OH
  • 05/2023 → 08/2023
    Unemployed
    Dayton, OH
  • 08/2023 → 01/2025
    Ubs Financial Services Inc
    Dayton, OH
  • 02/2025 → Present
    Cantor Fitzgerald & Co.
    Columbus, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-15
  • S66 Uniform Combined State Law Examination
    2013-03-15

View on SEC IAPD

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KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
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