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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
Branch Locations
2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bar Financial Llc | Concord | CA | 03/2015 | 07/2019 |
| Cetera Advisor Networks Llc | El Segundo | CA | 09/2015 | 07/2019 |
| Assetmark Financial, Inc. | Concord | CA | 07/2019 | 09/2019 |
| Assetmark Brokerage, Llc | Concord | CA | 07/2019 | 09/2019 |
| Cetera Advisor Networks Llc | El Segundo | CA | 10/2019 | 12/2021 |
| Cetera Advisors Llc | Denver | CO | 10/2019 | 12/2021 |
| Cetera Financial Specialists | Schaumburg | IL | 10/2019 | 12/2021 |
| Cetera Investment Services Llc | St. Cloud | MN | 10/2019 | 12/2021 |
| First Allied Securities Inc | San Diego | CA | 10/2019 | 12/2021 |
| Lpl Financial Llc | San Diego | CA | 01/2022 | 04/2022 |
| Cetera Wealth Services, Llc | El Segundo | CA | 04/2022 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 04/2022 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 04/2022 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 04/2022 | Present |
| First Allied Securities Inc | San Diego | CA | 04/2022 | 09/2022 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-26 |
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