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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-28
WA RA APPROVED 2013-06-14
  • TX RA
    APPROVED_RES
    Since 2022-03-28
  • WA RA
    APPROVED
    Since 2013-06-14

Branch Locations

601 W. Riverside Avenue, Spokane, WA 99201 • United States

Spokane, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Spokane WA 12/2012 Present
Other Businesses

Bloomed Wild LLC / Company / Creating and selling handmade weavings and other fiber art / Advisor or advisory group member if advice given may influence an officer/board / My wife is starting a business to sell her fiber art (woven wall hangings, macrame weavings, etc.). I don't and won't have any role in the creation of the art or running of the business operations. My only role is to handle any official paperwork needed and advise on business decisions. Start date 2/28/2021

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-13
  • S66 Uniform Combined State Law Examination
    2013-06-13

View on SEC IAPD

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