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Thomas B Panagon

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Nashville, TN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-02-24
TX RA APPROVED_RES 2021-01-28
  • TN RA
    APPROVED
    Since 2021-02-24
  • TX RA
    APPROVED_RES
    Since 2021-01-28

Branch Locations

222 2Nd Ave S, Nashville, TN 37201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carty & Company Inc Memphis TN 05/2011 01/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Nashville TN 01/2021 Present
Bank Of America, N.A. Nashville TN 03/2021 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-22
S63 Uniform Securities Agent State Law Examination 2011-07-29
  • S66 Uniform Combined State Law Examination
    2021-02-22
  • S63 Uniform Securities Agent State Law Examination
    2011-07-29
Other Names
  • Thomas B Panagon
  • Thomas B Panagon
  • Thomas Basil Panagon

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN
TRUIST ADVISORY SERVICES, INC. · NASHVILLE, TN

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