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Kevin William Warman

Investment Management Corporation

Roanoke, VA

CRD 5928763

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Employer firm

Investment Management Corporation CRD 107246

$191M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Investment Management Corporation

1940 Electric Rd, Roanoke, VA 24018-1621 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2014-04-02
  • VA RA
    APPROVED
    Since 2014-04-02

Branch Locations

1940 Electric Rd, Roanoke, VA 24018-1621 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-02
  • S66 Uniform Combined State Law Examination
    2011-07-02
Other Names
  • Kevin Warman

View on SEC IAPD

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Nearby Investors

STEPHANIE S FRALIN
JOHN BARTON EDMUNDS
JOHN ROBERT BRADBERRY

Nearby Offices

COMMONWEALTH FINANCIAL NETWORK · Roanoke, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Roanoke, VA
CETERA INVESTMENT ADVISERS LLC · CAVE SPRING, VA

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