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Charles K Harris

H&S Tax And Wealth Advisors LLC

Red Bank, NJ

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Current Employers
H&S Tax And Wealth Advisors Llc

130 Maple Ave Unit 2A, Red Bank, NJ 07704 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-02-26
  • NJ RA
    APPROVED
    Since 2019-02-26

Branch Locations

130 Maple Ave Unit 2A, Red Bank, NJ 07704 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H&S Tax Associates Red Bank NJ 07/2016 Present
H&S Tax And Wealth Advisors Red Bank NJ 11/2017 Present
  • 07/2016 → Present
    H&S Tax Associates
    Red Bank, NJ
  • 11/2017 → Present
    H&S Tax And Wealth Advisors
    Red Bank, NJ
Other Businesses

H&S Tax Associates LLC, Non-Investment Activity, 130 Maple Ave Suite 2A North, Red Bank, NJ 07701 USA, Tax preparation and Accounting Activities, Partner of CPA Firm (51% Ownership), Certified Public Accountant, Start Date July 2016, 30 Hours per week Tax and accounting duties.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-02-19
S63 Uniform Securities Agent State Law Examination 2000-06-05
  • S65 Uniform Investment Adviser Law Examination
    2019-02-19
  • S63 Uniform Securities Agent State Law Examination
    2000-06-05

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