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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2016-02-10 |
Branch Locations
324 Grove Street, 2Nd Floor, Worcester, MA 01605 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Worcester | MA | 11/2015 | Present |
1. 3/21/2016: PWMG 401k Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/15/16 - 10 Hours Per Month During Securities Trading. 2. 10/23/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/07/16 - 10 Hours Per Month/5 Hours During Securities Trading. 3. 7/7/2020 - PWMG, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/29/2020 - 200 Hours Per Month/6 Hours During Securities Trading. 4. 12/16/2020 - Paramount Wealth Management Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/08/2020 - 0 Hours Per Month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-01-28 |
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